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A financial security advisor is found to have wanted to change the life insurance contract to his client without his knowledge. Valery Paquin Varennes, which operates in the Laval region, is to subscribe to a client, in September 2007, a life insurance...

A financial advisor working in the Montreal region is convicted of having to subscribe to six clients investments totaling $ 280 000 in the company when he was not authorized to offer such an investment under its certification. Gennaro Natale, who is...

A representative is found guilty of counseling a client to invest in the GDM group, whereas it was not authorized under its certification. The client has lost its entire investment. Théogène Francoeur, a financial advisor who does business on the...

A financial security advisor with activities in the Trois-Rivières is found guilty of having made, executed and delivered to customers of false tax receipts. The offenses that the discipline committee of the House Financial Security (FSB) accuses...

As an investment professional, you've probably felt to be in competition with yields imaginary ones that some of your customers believe they could generate markets by investing their own investments. This is a clear invitation to address the role of...

A representative who has hidden the fact that an insurer has been a consultant for insurance sales scoop $ 8,000 in fines. The financial security advisor Sebastien Tremblay with operations in the vicinity of Victoria has committed the offense Sept. 30,...

A financial advisor from London Life which defrauded his mother and his wife's family is removed permanently. Mark Adrian, who was active in the Montreal area, pleaded guilty to charges that it is appropriate for personal purposes more than $ 360 000...

Luke Blanchard, Christian Gilles Lamarre and Sinclair were rewarded in the competition "Advisors to honor" at a party held Tuesday night at the St. James Club in Montreal. Luke Blanchard, wealth management advisor at BMO Nesbitt Burns in Sherbrooke,...

On October 24, 2011, the Court of Appeal dismissed the appeal of the ruling of the Superior Court, which dismissed an action for damages against the gen Diri brokerage firm National Bank Financial and a counselor. Essentially, the allegations against...

The investment advisor Maria Celeste Silvaggio, laid off by CIBC World Markets in 2008, was sentenced to permanent radiation by IIROC for embezzling a total of $ 239 500 the accounts of its customers. She must also pay a fine of $ 140,000, and pay for...